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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM N-17D-1

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form N-17D-1. Th... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 5.34(C) WITH RESPECT TO ITS RISK MONITOR MECHANISM, TO PROVIDE USERS WITH ADDITIONAL FLEXIBILITY IN ESTABLISHING HOW THEIR TRADING ACTIVITY COUNTS TOWARDS CERTAIN RISK PARAMETERS

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 17F-5

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17f-5. The notice... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: WISDOMTREE DIGITAL TRUST, WISDOMTREE SECURITIES, INC., WISDOMTREE DIGITAL MANAGEMENT, INC., AND WISDOMTREE TRANSFERS, INC.; NOTICE OF APPLICATION

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: WisdomTree Digital Trust, WisdomTree Securities, Inc, WisdomTree Digital Management, Inc, and WisdomTree Transfers... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE DEPOSITORY TRUST COMPANY; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO LIMIT ACCESSIBILITY TO DTC'S PARTICIPANT TERMINAL SYSTEM

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Propo... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; CBOE C2 EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND RULE 5.34(C) WITH RESPECT TO ITS RISK MONITOR MECHANISM, TO PROVIDE TRADING PERMIT HOLDERS ("TPHS") WITH ADDITIONAL FLEXIBILITY IN ESTABLISHING HOW THEIR TRADING ACTIVITY COUNTS TOWARDS CERTAIN RISK PARAMETERS

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE AMERICAN OPTIONS FEE SCHEDULE TO MODIFY THE MARKET MAKER SLIDING SCALE QUALIFICATION TIERS AND AMEND THE FLOOR BROKER FIXED COST PREPAYMENT INCENTIVE PROGRAM

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 17AB2-2

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17ab2-2. Th... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; LONG-TERM STOCK EXCHANGE, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND ITS FEE SCHEDULE TO MODIFY THE LIQUIDITY INCENTIVE PROGRAM

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Pro... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: FORM ADV-H

WASHINGTON, Jan. 28 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form ADV-H. The notice... Read More